Dr. Robert Froehlich - 08 Jul 2021 Form 4 Insider Report for HIGHLAND GLOBAL ALLOCATION FUND (HGLB)

Role
Director
Signature
/s/ Dr. Robert Froehlich
Issuer symbol
HGLB
Transactions as of
08 Jul 2021
Net transactions value
+$39,876
Form type
4
Filing time
12 Jul 2021, 16:15:13 UTC
Next filing
13 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGLB Common Stock Purchase $32,940 +3,600 +138% $9.15 6,216 08 Jul 2021 See Footnote F1
transaction HGLB Common Stock Purchase $6,936 +758 +29% $9.15 3,415 08 Jul 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.
F2 These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust.