Robert Froehlich - Jul 8, 2021 Form 4 Insider Report for HIGHLAND GLOBAL ALLOCATION FUND (HGLB)

Role
Director
Signature
/s/ Dr. Robert Froehlich
Stock symbol
HGLB
Transactions as of
Jul 8, 2021
Transactions value $
$39,876
Form type
4
Date filed
7/12/2021, 04:15 PM
Next filing
Oct 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGLB Common Stock Purchase $32.9K +3.6K +137.61% $9.15 6.22K Jul 8, 2021 See Footnote F1
transaction HGLB Common Stock Purchase $6.94K +758 +28.53% $9.15 3.42K Jul 8, 2021 See Footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.
F2 These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust.