James D. Dondero - 11 Oct 2021 Form 4 Insider Report for NexPoint Strategic Opportunities Fund (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Issuer symbol
NXDT
Transactions as of
11 Oct 2021
Net transactions value
+$71,350
Form type
4
Filing time
12 Oct 2021, 19:46:39 UTC
Previous filing
12 Nov 2021
Next filing
14 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXDT Common Stock Purchase $71,350 +5,000 +0.2% $14.27 2,472,496 11 Oct 2021 See Footnote F1, F2
holding NXDT Common Stock 2,049,302 11 Oct 2021 See Footnote F3
holding NXDT Common Stock 58,756 11 Oct 2021 By employee benefit plan F1
holding NXDT Common Stock 18,847 11 Oct 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired through the issuer's dividend reinvestment plan.
F2 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
F3 These shares are held by certain entities ultimately controlled by Mr. Dondero. Mr. Dondero may be deemed to be an indirect beneficial owner of shares held by such entities. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Remarks:

President and Principal Executive Officer