James D. Dondero - 22 Jun 2021 Form 4/A - Amendment Insider Report for NexPoint Strategic Opportunities Fund (NXDT)

Role
President and Principal Executive Officer, 10%+ Owner
Signature
/s/ James D. Dondero
Issuer symbol
NXDT
Transactions as of
22 Jun 2021
Net transactions value
$0
Form type
4/A - Amendment
Filing time
16 Aug 2021, 18:45:23 UTC
Date Of Original Report
24 Jun 2021
Previous filing
21 Jun 2021
Next filing
28 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NXDT Common Stock 2,349,175 22 Jun 2021 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On June 24, 2021, the Reporting Person filed a Form 4 which overstated the amount of shares held due to an administrative error. This amendment is being filed to correctly state the number of shares held by The Dugaboy Investment Trust.
F2 These shares are held by The Dugaboy Investment Trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.

Remarks:

President and Principal Executive Officer