M. Farooq Kathwari - 12 Aug 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Issuer symbol
ETD
Transactions as of
12 Aug 2021
Net transactions value
-$215,433
Form type
4
Filing time
13 Aug 2021, 18:43:53 UTC
Next filing
27 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Tax liability $215,433 -8,099 -0.39% $26.60 2,051,278 12 Aug 2021 Direct F1
holding ETD Common Stock 445,776 12 Aug 2021 The Irfan Kathwari Foundation
holding ETD Common Stock 15,364 12 Aug 2021 Shares held by spouse
holding ETD Common Stock 8,565 12 Aug 2021 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 12, 2021.