Melanie Grace - May 19, 2021 Form 4 Insider Report for Hercules Capital, Inc. (HTGC)

Signature
/s/ /Melanie Grace
Stock symbol
HTGC
Transactions as of
May 19, 2021
Transactions value $
$7,831
Form type
4
Date filed
5/21/2021, 05:22 PM
Next filing
Jul 27, 2021

Transactions Table

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents dividend equivalent shares received on May 19, 2021.
F2 Represents dividend equivalent shares withheld to pay taxes applicable to the vesting of deferred dividend equivalent shares on May 19, 2021.
F3 Represents released dividend equivalent shares converted to Hercules Capital, Inc. common stock on May 19, 2021.
F4 Represents Hercules, Inc. common stock received from vested dividend equivalent shares on May 19, 2021.
F5 Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of dividend equivalent shares on May 19, 2021.