Daniel M. Grow - 07 May 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
SVP, Business Development
Signature
/s/ Daniel Grow
Issuer symbol
ETD
Transactions as of
07 May 2021
Net transactions value
-$30,015
Form type
4
Filing time
07 May 2021, 18:41:15 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Options Exercise $28,605 +1,500 +50% $19.07 4,500 07 May 2021 Direct
transaction ETD Common Stock Options Exercise $20,630 +1,000 +22% $20.63 5,500 07 May 2021 Direct
transaction ETD Common Stock Sale $79,250 -2,500 -45% $31.70 3,000 07 May 2021 Direct
holding ETD Common Stock 2,284 07 May 2021 Shares held in Ethan Allen 401(K) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETD Stock Option (right to buy) Options Exercise $0 -1,500 -100% $0.000000* 0 07 May 2021 Common Stock 1,500 $19.07 Direct F1
transaction ETD Stock Option (right to buy) Options Exercise $0 -1,000 -100% $0.000000* 0 07 May 2021 Common Stock 1,000 $20.63 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option granted on July 26, 2011 vested ratably over four years.
F2 The stock option granted on July 31, 2012 vested ratably over four years.