Daniel Grow - May 7, 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
SVP, Business Development
Signature
/s/ Daniel Grow
Stock symbol
ETD
Transactions as of
May 7, 2021
Transactions value $
-$30,015
Form type
4
Date filed
5/7/2021, 06:41 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Options Exercise $28.6K +1.5K +50% $19.07 4.5K May 7, 2021 Direct
transaction ETD Common Stock Options Exercise $20.6K +1K +22.22% $20.63 5.5K May 7, 2021 Direct
transaction ETD Common Stock Sale -$79.3K -2.5K -45.45% $31.70 3K May 7, 2021 Direct
holding ETD Common Stock 2.28K May 7, 2021 Shares held in Ethan Allen 401(K) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETD Stock Option (right to buy) Options Exercise $0 -1.5K -100% $0.00* 0 May 7, 2021 Common Stock 1.5K $19.07 Direct F1
transaction ETD Stock Option (right to buy) Options Exercise $0 -1K -100% $0.00* 0 May 7, 2021 Common Stock 1K $20.63 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option granted on July 26, 2011 vested ratably over four years.
F2 The stock option granted on July 31, 2012 vested ratably over four years.