John Eugene Carrington - Apr 6, 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role
CEO and Director, Director
Signature
/s/ William Bush, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Apr 6, 2022
Transactions value $
-$572,062
Form type
4
Date filed
4/8/2022, 07:25 AM
Previous filing
Mar 3, 2022
Next filing
May 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $167K +133K +31.17% $1.25* 562K Apr 6, 2022 Direct
transaction STEM Common Stock, Par Value $0.0001 Per Share Tax liability -$739K -68.4K -12.18% $10.80 493K Apr 6, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Stock Option (Right to Buy) Options Exercise $0 -133K -14.66% $0.00 777K Apr 6, 2022 Common Stock, Par Value $0.0001 Per Share 133K $1.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.