Gary Kain - Nov 5, 2021 Form 4 Insider Report for AGNC Investment Corp. (AGNC)

Role
Director and Executive Chair, Director
Signature
Gary Kain
Stock symbol
AGNC
Transactions as of
Nov 5, 2021
Transactions value $
-$165,781
Form type
4
Date filed
11/9/2021, 04:10 PM
Previous filing
Aug 26, 2021
Next filing
Jan 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGNC Common Stock Sale -$99.5K -6.12K -0.33% $16.25 1.84M Nov 5, 2021 Direct F1, F2, F3
transaction AGNC Common Stock Sale -$66.3K -4.08K -0.47% $16.25 868K Nov 5, 2021 By family trust F1, F2
holding AGNC Series D Preferred 10.9K Nov 5, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.
F2 The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.250 to $16.255, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 Includes 30,232 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.