Gary Kain - Aug 25, 2021 Form 4 Insider Report for AGNC Investment Corp. (AGNC)

Role
Director and Executive Chair, Director
Signature
Gary Kain
Stock symbol
AGNC
Transactions as of
Aug 25, 2021
Transactions value $
-$825,500
Form type
4
Date filed
8/26/2021, 04:13 PM
Next filing
Nov 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGNC Common Stock Sale -$495K -30K -1.62% $16.51 1.82M Aug 25, 2021 Direct F1, F2, F3
transaction AGNC Common Stock Sale -$330K -20K -2.24% $16.51 872K Aug 25, 2021 By family trust F1, F2
holding AGNC Series D Preferred Stock 10.9K Aug 25, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2021.
F2 The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $16.50 to $16.53, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3 Includes 9,411 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.