De'Ana Dow - 06 Jun 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Director
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for De'Ana Dow
Issuer symbol
BKKT
Transactions as of
06 Jun 2023
Net transactions value
$0
Form type
4
Filing time
08 Jun 2023, 17:04:04 UTC
Previous filing
04 Oct 2022
Next filing
01 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +142,858 +74% $0.000000 337,178 06 Jun 2023 Direct F1, F2
transaction BKKT Class A Common Stock Award $0 +142,858 +42% $0.000000 480,036 06 Jun 2023 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.
F2 Includes 142,858 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
F3 This grant of RSUs was for Reporting Person's service on the board of managers of Bakkt Trust Company LLC.
F4 Includes 285,716 shares of Class A Common Stock subject to RSUs that remain subject to vesting.