De'Ana Dow - Jun 6, 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Director
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for De'Ana Dow
Stock symbol
BKKT
Transactions as of
Jun 6, 2023
Transactions value $
$0
Form type
4
Date filed
6/8/2023, 05:04 PM
Previous filing
Oct 4, 2022
Next filing
Jul 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +143K +73.52% $0.00 337K Jun 6, 2023 Direct F1, F2
transaction BKKT Class A Common Stock Award $0 +143K +42.37% $0.00 480K Jun 6, 2023 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on the date of the Issuer's next annual meeting of stockholders, provided that the Reporting Person continues to provide service to the Issuer through such date.
F2 Includes 142,858 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
F3 This grant of RSUs was for Reporting Person's service on the board of managers of Bakkt Trust Company LLC.
F4 Includes 285,716 shares of Class A Common Stock subject to RSUs that remain subject to vesting.