De'Ana Dow - 14 Jun 2022 Form 4/A - Amendment Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Director
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for De'Ana Dow
Issuer symbol
BKKT
Transactions as of
14 Jun 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
04 Oct 2022, 17:05:45 UTC
Date Of Original Report
16 Jun 2022
Previous filing
29 Apr 2022
Next filing
08 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +89,686 +86% $0.000000 194,320 14 Jun 2022 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date.
F2 This grant of RSUs was subject to Reporting Person's service on the board of managers of Bakkt Trust Company LLC being approved by the New York State Department of Financial Services, which approval was obtained on August 2, 2022.
F3 Includes 194,320 shares of Class A Common Stock subject to RSUs that remain subject to vesting.