James F. Whalen - 06 May 2021 Form 4 Insider Report for Capital Bancorp Inc (CBNK)

Role
Director
Signature
/s/ Alan Jackson, as Attorney-in-Fact
Issuer symbol
CBNK
Transactions as of
06 May 2021
Net transactions value
-$111,294
Form type
4
Filing time
28 May 2021, 09:47:33 UTC
Next filing
27 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Sale $111,294 -5,000 -19% $22.26 21,200 06 May 2021 By The Katherine M. Whalen Trust
holding CBNK Common Stock 58,400 06 May 2021 By Millennium Trust Company, LLC FBO James Whalen
holding CBNK Common Stock 240,409 06 May 2021 By Whalen Family, LLC
holding CBNK Common Stock 614,754 06 May 2021 By James F. Whalen Revocable Trust
holding CBNK Common Stock 2,821 06 May 2021 By NMW Investments LLC
holding CBNK Common Stock 6,515 06 May 2021 Direct
holding CBNK Common Stock 2,821 06 May 2021 By KAW Investments LLC
holding CBNK Common Stock 88,000 06 May 2021 By IP Associates, LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CBNK Stock Options 10,576 06 May 2021 Common Stock 10,576 $8.50 Direct F1
holding CBNK Stock Options 14,400 06 May 2021 Common Stock 14,400 $12.38 Direct F1
holding CBNK Stock Options 11,250 06 May 2021 Common Stock 11,250 $11.38 Direct F1
holding CBNK Stock Options 7,000 06 May 2021 Common Stock 7,000 $14.54 Direct F1
holding CBNK Stock Options 5,000 06 May 2021 Common Stock 5,000 $13.89 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.