James F. Whalen - May 27, 2021 Form 4 Insider Report for Capital Bancorp Inc (CBNK)

Role
Director
Signature
/s/ Alan Jackson, as Attorney-in-Fact
Stock symbol
CBNK
Transactions as of
May 27, 2021
Transactions value $
-$2,157,943
Form type
4
Date filed
5/27/2021, 05:23 PM
Previous filing
May 28, 2021
Next filing
Jun 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Sale -$220K -10K -38.17% $22.01 16.2K May 27, 2021 By The Katherine M. Whalen Trust
transaction CBNK Common Stock Sale -$1.94M -88K -100% $22.02 0 May 27, 2021 By IP Associates, LLC
holding CBNK Common Stock 58.4K May 27, 2021 By Millennium Trust Company, LLC FBO James Whalen
holding CBNK Common Stock 240K May 27, 2021 By Whalen Family, LLC
holding CBNK Common Stock 615K May 27, 2021 By James F. Whalen Revocable Trust
holding CBNK Common Stock 2.82K May 27, 2021 By NMW Investments LLC
holding CBNK Common Stock 6.52K May 27, 2021 Direct
holding CBNK Common Stock 2.82K May 27, 2021 By KAW Investments LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CBNK Stock Options 10.6K May 27, 2021 Common Stock 10.6K $8.50 Direct F1
holding CBNK Stock Options 14.4K May 27, 2021 Common Stock 14.4K $12.38 Direct F1
holding CBNK Stock Options 11.3K May 27, 2021 Common Stock 11.3K $11.38 Direct F1
holding CBNK Stock Options 7K May 27, 2021 Common Stock 7K $14.54 Direct F1
holding CBNK Stock Options 5K May 27, 2021 Common Stock 5K $13.89 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.