Gregory Garrabrants - 05 Sep 2025 Form 4 Insider Report for Axos Financial, Inc. (AX)

Role: President and CEO, Director
Signature: By: Derrick Walsh For: Gregory Garrabrants
Issuer symbol: AX
Transactions as of: 05 Sep 2025
Net transactions value: $0
Form type: 4
Filing time: 08 Sep 2025, 17:57:39 UTC
Previous filing: 01 Jul 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Garrabrants Gregory	President and CEO, Director	9205 WEST RUSSELL ROAD, SUITE 400, LAS VEGAS	By: Derrick Walsh For: Gregory Garrabrants	08 Sep 2025	0001419425

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AX	Restricted Stock Units	Award	$0	+193,811	+48%	$0.000000	594,779	05 Sep 2025	Common Stock	193,811		Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant to the reporting person on September 5, 2025 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 stock incentive plan in connection with the reporting person's employment contract as Chief Executive Officer.
F2	Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F3	The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.