Stephen Spears - Nov 30, 2021 Form 4 Insider Report for Avaya Holdings Corp. (AVYA)

Signature
/s/ Danielle Bagatta, as attorney in fact for Stephen Spears
Stock symbol
AVYA
Transactions as of
Nov 30, 2021
Transactions value $
$0
Form type
4
Date filed
12/2/2021, 03:15 PM
Previous filing
Nov 16, 2021
Next filing
Dec 7, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVYA Common Stock - Restricted Stock Units Award $0 +44.9K +27.92% $0.00 206K Nov 30, 2021 Direct F1, F2, F3
holding AVYA Common Stock, par value $0.01 per share 38.7K Nov 30, 2021 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (each, an "RSU") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock").
F2 Represents RSUs granted pursuant to to the Avaya Holdings Corp. 2019 Equity Incentive Plan, which are scheduled to vest in one-third installments on the first, second and third anniversaries of the grant date.
F3 These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms.
F4 These securities represent the total number of Common Stock owned, which includes 437 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.