Stephen Spears - 15 Nov 2021 Form 4 Insider Report for Avaya Holdings Corp.

Role
EVP and Chief Revenue Officer
Signature
/s/ Danielle Bagatta, as attorney in fact for Stephen Spears
Issuer symbol
N/A
Transactions as of
15 Nov 2021
Net transactions value
-$148,764
Form type
4
Filing time
16 Nov 2021, 15:32:53 UTC
Previous filing
17 Sep 2021
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVYA Common Stock - Restricted Stock Units Options Exercise $0 -15,707 -8.9% $0.000000 160,950 15 Nov 2021 Direct F1, F2
transaction AVYA Common Stock, par value $0.01 per share Award $0 +15,707 +53% $0.000000 45,380 15 Nov 2021 Direct F1
transaction AVYA Common Stock, par value $0.01 per share Tax liability $148,764 -7,084 -16% $21.00* 38,296 15 Nov 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4.
F2 Consists of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.
F3 Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs.