William Fredrick Truscott - 19 Aug 2025 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
CEO, GLOBAL ASSET MANAGEMENT
Signature
/s/ Wendy B. Mahling for William Fredrick Truscott
Issuer symbol
AMP
Transactions as of
19 Aug 2025
Net transactions value
-$9,741,953
Form type
4
Filing time
21 Aug 2025, 16:20:41 UTC
Previous filing
14 Jul 2025
Next filing
28 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
TRUSCOTT WILLIAM F CEO, GLOBAL ASSET MANAGEMENT GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS /s/ Wendy B. Mahling for William Fredrick Truscott 21 Aug 2025 0001282835

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $4,721,794 +28,546 +592% $165.41 33,368 19 Aug 2025 Direct
transaction AMP Common Stock Tax liability $9,430,814 -18,617 -79% $506.57 4,822 19 Aug 2025 Direct F1
transaction AMP Common Stock Sale $5,032,934 -9,929 -47% $506.89 11,047 19 Aug 2025 By LLC F1, F2
holding AMP Common Stock 306 19 Aug 2025 By 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -28,546 -100% $0.000000 0 19 Aug 2025 Common Stock 28,546 $165.41 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon exercise to the reporting person's indirect LLC holdings.
F2 Reflects the weighted average price of 9,929 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 19, 2025 with sale prices ranging from $506.4422 to $507.2442 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of August 19, 2025. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F4 Fully vested.