William Fredrick Truscott - 10 Jul 2025 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: CEO, GLOBAL ASSET MANAGEMENT
Signature: /s/ Wendy B. Mahling for William F. Truscott
Issuer symbol: AMP
Transactions as of: 10 Jul 2025
Net transactions value: -$132,252
Form type: 4
Filing time: 14 Jul 2025, 19:29:01 UTC
Previous filing: 02 Jul 2025
Next filing: 21 Aug 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
TRUSCOTT WILLIAM F	CEO, GLOBAL ASSET MANAGEMENT	GENERAL COUNSEL'S OFFICE, 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS	/s/ Wendy B. Mahling for William F. Truscott	14 Jul 2025	0001282835

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Options Exercise		+530	+11%		5,352	10 Jul 2025	Direct	F1
transaction	AMP	Common Stock	Tax liability	$132,252	-244	-4.8%	$542.51	4,822	10 Jul 2025	Direct	F2
holding	AMP	Common Stock						11,047	10 Jul 2025	By LLC	F2
holding	AMP	Common Stock						305	10 Jul 2025	By 401(k) Plan	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Phantom Stock	Options Exercise		-530	-34%		1,017	10 Jul 2025	Common Stock	530		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2	The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.
F3	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 10, 2025. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F4	Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.