Gerard P. Smyth - 10 Jul 2025 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP & CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Issuer symbol
AMP
Transactions as of
10 Jul 2025
Net transactions value
-$48,048
Form type
4
Filing time
14 Jul 2025, 19:33:51 UTC
Previous filing
11 Feb 2025
Next filing
28 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smyth Gerard P. EVP & CIO 1098 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS /s/ Wendy B. Mahling for Gerard P. Smyth 14 Jul 2025 0001823254

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise +204 +2.3% 9,224 10 Jul 2025 Direct F1
transaction AMP Common Stock Tax liability $48,048 -89 -0.96% $542.51 9,135 10 Jul 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Options Exercise -204 -19% 887 10 Jul 2025 Common Stock 204 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.