Colin Yee - Jul 1, 2025 Form 4 Insider Report for Riot Platforms, Inc. (RIOT)

Role
EVP, CFO
Signature
/s/ Tanya McGill, Attorney-in-Fact for Colin Yee
Stock symbol
RIOT
Transactions as of
Jul 1, 2025
Transactions value $
$0
Form type
4
Date filed
7/2/2025, 06:43 PM
Previous filing
Jul 3, 2024

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Yee Colin M. EVP, CFO C/O RIOT PLATFORMS, INC., 3855 AMBROSIA STREET, SUITE 301, CASTLE ROCK /s/ Tanya McGill, Attorney-in-Fact for Colin Yee 2025-07-02 0001932352

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RIOT Restricted Stock Units Options Exercise $0 -41.1K -1.97% $0.00 2.04M Jul 1, 2025 Common Stock 41.1K Direct F1, F2
transaction RIOT Restricted Stock Units Options Exercise $0 -83.8K -4.1% $0.00 1.96M Jul 1, 2025 Common Stock 83.8K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.
F3 The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.