Colin M. Yee - 01 Jan 2026 Form 4 Insider Report for Riot Platforms, Inc. (RIOT)

Role
EVP, CFO
Signature
/s/ Tanya McGill, Attorney-in-Fact for Colin Yee
Issuer symbol
RIOT
Transactions as of
01 Jan 2026
Net transactions value
$0
Form type
4
Filing time
05 Jan 2026, 18:46:06 UTC
Previous filing
10 Oct 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Yee Colin M. EVP, CFO C/O RIOT PLATFORMS, INC., 3855 AMBROSIA STREET, SUITE 301, CASTLE ROCK /s/ Tanya McGill, Attorney-in-Fact for Colin Yee 05 Jan 2026 0001932352

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RIOT Restricted Stock Units Award $0 +157,853 +8.1% $0.000000 2,115,366 01 Jan 2026 Common Stock 157,853 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 On January 1, 2026, the Reporting Person was granted an award of unvested RSUs, pursuant to an equity award agreement between the Issuer and Reporting Person. Such shares are eligible to vest, if at all, in two (2) approximately equal tranches as of January 1, 2027, and 2028, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.