Key facts
- This page summarizes Brian K. McCarthy's Form 4 filing for Rubrik, Inc. (RBRK).
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 01 Apr 2025, 18:25.
Brian K. McCarthy - 30 Mar 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)
- Reporting relationship
- Chief Revenue Officer
- Issuer ticker
- RBRK
- Reported as of
- 30 Mar 2025
- Net transaction value
- -$1,505,392
- SEC form
- 4
- Accepted by SEC
- 01 Apr 2025, 18:25:21 UTC
- Prior SEC filing
- 25 Mar 2025
- Next SEC filing
- 02 May 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Larry Guo, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brian K. McCarthy filed Form 4 for Rubrik, Inc. (RBRK) on 01 Apr 2025.
Change
- Previous filing in this sequence was filed on 25 Mar 2025.
- Current net transaction value: -$1,505,392.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RBRK
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +170,675
- Change %
- +39%
- Price
- $0.000000
- Shares after
- 604,217
- Date
- 30 Mar 2025
- Ownership
- Direct
- Footnotes
- F1
RBRK
transaction
Class A Common Stock
Sale
- Transaction value
- $402,975
- Shares
- -6,767
- Change %
- -1.1%
- Price
- $59.55
- Shares after
- 597,450
- Date
- 01 Apr 2025
- Ownership
- Direct
- Footnotes
- F2, F3
RBRK
transaction
Class A Common Stock
Sale
- Transaction value
- $1,022,923
- Shares
- -16,933
- Change %
- -2.8%
- Price
- $60.41
- Shares after
- 580,517
- Date
- 01 Apr 2025
- Ownership
- Direct
- Footnotes
- F2, F4
RBRK
transaction
Class A Common Stock
Sale
- Transaction value
- $79,495
- Shares
- -1,300
- Change %
- -0.22%
- Price
- $61.15
- Shares after
- 579,217
- Date
- 01 Apr 2025
- Ownership
- Direct
- Footnotes
- F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 5 footnotes
Footnote F1
Represents the grant of restricted stock units ("RSUs") that vest as follows: 2.5% of the RSUs shall vest on each of the first four Quarterly Vesting Dates (as defined below) that occur following March 15, 2025, and the remainder shall vest in twelve equal installments on each subsequent Quarterly Vesting Date thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the 2024 Equity Incentive Plan) through each applicable vesting date. "Quarterly Vesting Date" shall mean the 15th of each of March, June, September and December.
Footnote F2
This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024
Footnote F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.97 to $59.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
Footnote F4
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.99 to $60.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
Footnote F5
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.03 to $61.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.