Key facts
- This page summarizes Brian K. McCarthy's Form 4 filing for Rubrik, Inc. (RBRK).
- 8 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 25 Mar 2025, 19:20.
Brian K. McCarthy - 21 Mar 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)
- Reporting relationship
- Chief Revenue Officer
- Issuer ticker
- RBRK
- Reported as of
- 21 Mar 2025
- Net transaction value
- -$5,953,827
- SEC form
- 4
- Accepted by SEC
- 25 Mar 2025, 19:20:04 UTC
- Prior SEC filing
- 18 Mar 2025
- Next SEC filing
- 01 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anne-Kathrin Lalendran, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Brian K. McCarthy filed Form 4 for Rubrik, Inc. (RBRK) on 25 Mar 2025.
Change
- Previous filing in this sequence was filed on 18 Mar 2025.
- Current net transaction value: -$5,953,827.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RBRK
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +187,500
- Change %
- +57%
- Price
- $0.000000
- Shares after
- 518,910
- Date
- 21 Mar 2025
- Ownership
- Direct
- Footnotes
- F1
RBRK
transaction
Class A Common Stock
Sale
- Transaction value
- $5,953,827
- Shares
- -85,001
- Change %
- -16%
- Price
- $70.04
- Shares after
- 433,909
- Date
- 21 Mar 2025
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RBRK
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -56,250
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 21 Mar 2025
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 56,250
- Exercise price
- Footnotes
- F3, F4
RBRK
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,250
- Change %
- -20%
- Price
- $0.000000
- Shares after
- 25,000
- Date
- 21 Mar 2025
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 6,250
- Exercise price
- Footnotes
- F3, F5
RBRK
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -100,000
- Change %
- -27%
- Price
- $0.000000
- Shares after
- 275,000
- Date
- 21 Mar 2025
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 100,000
- Exercise price
- Footnotes
- F3, F6
RBRK
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -25,000
- Change %
- -10%
- Price
- $0.000000
- Shares after
- 225,000
- Date
- 21 Mar 2025
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 25,000
- Exercise price
- Footnotes
- F3, F7
RBRK
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- Shares
- +187,500
- Change %
- Price
- Shares after
- 187,500
- Date
- 21 Mar 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 187,500
- Exercise price
- Footnotes
- F8
RBRK
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- Shares
- -187,500
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 21 Mar 2025
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 187,500
- Exercise price
- Footnotes
- F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 8 footnotes
Footnote F1
Includes 367 shares purchased through the Issuer's employee stock purchase plan on March 20, 2025.
Footnote F2
This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).
Footnote F3
Each RSU represents a contingent right to receive one share of Class B Common Stock.
Footnote F4
The RSUs shall vest as follows: 1/4 of the shares subject to the RSU vested on March 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).
Footnote F5
The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).
Footnote F6
The RSUs shall vest as follows: 50,000 shares subject to the RSU vested on March 15, 2024, 100,000 shares subject to the RSU vest on March 15, 2025, 125,000 shares vest on March 15, 2026, and 150,000 shares vest on March 15, 2027, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).
Footnote F7
The RSUs shall vest as follows: 10% of the shares subject to the RSU vest on March 15, 2025, 20% of the shares subject to the RSU vest on March 15, 2026, 35% of the shares subject to the RSU vest on March 15, 2027, and 35% of the shares subject to the RSU vest on March 15, 2028, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).
Footnote F8
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.