Lisa Gimbel - 15 Nov 2024 Form 4/A - Amendment Insider Report for PubMatic, Inc. (PUBM)

Role: CHIEF ACCOUNTING OFFICER
Signature: /s/ Andrew Woods, Attorney-in-Fact
Issuer symbol: PUBM
Transactions as of: 15 Nov 2024
Net transactions value: -$11,535
Form type: 4/A - Amendment
Filing time: 06 Jan 2025, 16:24:04 UTC
Date Of Original Report: 19 Nov 2024
Previous filing: 27 Aug 2024
Next filing: 04 Dec 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PUBM	Class A Common Stock	Sale	$11,535	-790	-15%	$14.60	4,434	18 Nov 2024	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this line represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
F2	The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $14.42 to $14.7503, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Content

The sales reported on this line represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs"). The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

The price reported in Column 4 is a weighted average price. These shares were sold as part of a block trade for multiple security holders of the Issuer at prices ranging from $14.42 to $14.7503, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein with regard to the block trade.

Remarks:

This amendment on Form 4/A reflects a correction to the number of shares sold by the Reporting Person on November 18, 2024 to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units as reported in Form 4 filed on November 19, 2024. The total number of shares reported as owned by the Reporting Person in Table I, Column 5 of Forms 4 filed November 19, 2024 and December 4, 2024 is adjusted to reflect this correction.