Lisa Gimbel - Dec 2, 2024 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Signature
/s/ Andrew Woods, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Dec 2, 2024
Transactions value $
-$15,310
Form type
4
Date filed
12/4/2024, 05:56 PM
Previous filing
Nov 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Sale -$4.77K -300 -6.69% $15.89 4.18K Dec 2, 2024 Direct F1, F2
transaction PUBM Class A Common Stock Sale -$10.5K -637 -15.23% $16.55 3.55K Dec 3, 2024 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2024.
F2 Includes 637 shares of Class A Common Stock acquired by the Reporting Person pursuant to the Issuer's employee stock purchase plan.
F3 The price reported in this line item is a weighted average price. These shares were sold at prices ranging from $16.44 to $16.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.