Eric P. Lefkofsky - Dec 18, 2024 Form 4 Insider Report for Tempus AI, Inc. (TEM)

Signature
/s/ Andrew Polovin, Attorney-in-Fact
Stock symbol
TEM
Transactions as of
Dec 18, 2024
Transactions value $
-$7,045,334
Form type
4
Date filed
12/20/2024, 09:00 PM
Previous filing
Jun 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TEM Class A Common Stock Sale -$1.58M -42.2K -0.44% $37.36 9.57M Dec 18, 2024 By Gray Media, LLC F1, F2, F3
transaction TEM Class A Common Stock Sale -$128K -3.34K -0.03% $38.26 9.56M Dec 18, 2024 By Gray Media, LLC F1, F3, F4
transaction TEM Class A Common Stock Sale -$176K -4.47K -0.05% $39.32 9.56M Dec 18, 2024 By Gray Media, LLC F1, F3, F5
transaction TEM Class A Common Stock Sale -$4.36M -117K -0.44% $37.34 26.6M Dec 18, 2024 By Blue Media, LLC F1, F3, F6, F7
transaction TEM Class A Common Stock Sale -$620K -16.2K -0.06% $38.33 26.6M Dec 18, 2024 By Blue Media, LLC F1, F3, F8
transaction TEM Class A Common Stock Sale -$184K -4.67K -0.02% $39.38 26.6M Dec 18, 2024 By Blue Media, LLC F1, F3, F9
holding TEM Class A Common Stock 6.98M Dec 18, 2024 Direct
holding TEM Class A Common Stock 4.95M Dec 18, 2024 By Innovation Group Investors, L.P. - 2011 Series F3, F7
holding TEM Class A Common Stock 206 Dec 18, 2024 By Black Media, LLC F3
holding TEM Class A Common Stock 332K Dec 18, 2024 By Lefkofsky Family Foundation F3
holding TEM Class A Common Stock 249K Dec 18, 2024 By Lightbank Investments 1B, LLC F3
holding TEM Class A Common Stock 146K Dec 18, 2024 By Innovation Group Investors, L.P. - Series 1B F3
holding TEM Class A Common Stock 1.4M Dec 18, 2024 By Lightbank Global LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (8) and (9).
F3 The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.75 inclusive.
F5 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.01 to $39.54 inclusive.
F6 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.98 inclusive.
F7 Represents the number shares owned after a transfer of shares between two entities controlled by Mr. Lefkofsky, which resulted in a mere change in the form of beneficial ownership.
F8 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.99 inclusive.
F9 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.60 inclusive.