Mark Wong - Dec 17, 2024 Form 4 Insider Report for S&W Seed Co (SANW)

Role
Director
Signature
/s/ Vanessa Baughman, Attorney-in-Fact
Stock symbol
SANW
Transactions as of
Dec 17, 2024
Transactions value $
$0
Form type
4
Date filed
12/19/2024, 04:30 PM
Previous filing
Feb 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Award $0 +10.2K +32.94% $0.00 41.2K Dec 17, 2024 Direct F1, F2
holding SANW Common Stock 1.93K Dec 17, 2024 By Starlight 4, LLLP F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) December 17, 2025 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.
F2 This total reflects the 1-for-19 reverse split of Issuer's common stock that occurred on October 17, 2024.
F3 The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.