Frank Litvack - 02 Dec 2024 Form 4 Insider Report for CAPRICOR THERAPEUTICS, INC. (CAPR)

Role
Director
Signature
/s/ Linda Marban, Attorney-in-Fact
Issuer symbol
CAPR
Transactions as of
02 Dec 2024
Net transactions value
+$22,430
Form type
4
Filing time
04 Dec 2024, 20:00:06 UTC
Previous filing
04 Jan 2024
Next filing
06 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAPR Common Stock Options Exercise $22,430 +20,391 +79% $1.10 46,278 03 Dec 2024 Held in Family Trust F1
holding CAPR Common Stock 133,269 02 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CAPR Warrants (Right to Buy) Gift $0 -20,391 -100% $0.000000 0 02 Dec 2024 Common Stock 20,391 $1.10 Direct
transaction CAPR Warrants (Right to Buy) Gift $0 +20,391 $0.000000 20,391 02 Dec 2024 Common Stock 20,391 $1.10 Held by Family Trust F1
transaction CAPR Warrants (Right to Buy) Options Exercise $0 -20,391 -100% $0.000000 0 03 Dec 2024 Common Stock 20,391 $1.10 Held by Family Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Litvack Curtis Family Trust for which the Reporting Person serves as trustee.