Penny Tom - 25 Oct 2024 Form 4 Insider Report for Equillium, Inc. (EQ)

Signature
/s/ Penny Tom
Issuer symbol
EQ
Transactions as of
25 Oct 2024
Net transactions value
-$4,398
Form type
4
Filing time
29 Oct 2024, 16:15:06 UTC
Previous filing
17 Sep 2024
Next filing
06 Jan 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQ Common Stock Sale $854 -683 -6.8% $1.25 9,368 25 Oct 2024 Direct F1
transaction EQ Common Stock Sale $3,544 -2,835 -30% $1.25 6,533 28 Oct 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.