Penny Tom - Oct 25, 2024 Form 4 Insider Report for Equillium, Inc. (EQ)

Role: Principal Accounting Officer
Signature: /s/ Penny Tom
Stock symbol: EQ
Transactions as of: Oct 25, 2024
Transactions value $: -$4,398
Form type: 4
Date filed: 10/29/2024, 04:15 PM
Previous filing: Sep 17, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	EQ	Common Stock	Sale	-$854	-683	-6.8%	$1.25	9.37K	Oct 25, 2024	Direct	F1
transaction	EQ	Common Stock	Sale	-$3.54K	-2.84K	-30.26%	$1.25	6.53K	Oct 28, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2024.