Northpond Ventures II GP, LLC - 10 Oct 2024 Form 3 Insider Report for Camp4 Therapeutics Corp (CAMP)

Role
10%+ Owner
Signature
Northpond Ventures II GP, LLC, By: /s/ Patrick Smerkers, Authorized Signatory
Issuer symbol
CAMP
Transactions as of
10 Oct 2024
Net transactions value
$0
Form type
3
Filing time
10 Oct 2024, 21:20:44 UTC
Previous filing
24 Jun 2021
Next filing
17 Oct 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CAMP Series A Prime Preferred Stock 10 Oct 2024 Common Stock 1,003,193 By Northpond Ventures II, LP F1, F2
holding CAMP Series B Preferred Stock 10 Oct 2024 Common Stock 471,415 By Northpond Ventures, LP F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Prime Preferred Stock and Series B Preferred Stock (collectively, the "Preferred Stock") is convertible into shares of Common Stock of the Issuer on a 11.2158-for-one basis without payment of further consideration. Upon the closing of the Issuer's initial public offering, the Preferred Stock will convert into the number of shares of Common Stock of the Issuer shown in column 3. The Preferred Stock has no expiration date.
F2 The shares are held directly by Northpond Ventures II, LP ("Northpond Fund II"). Northpond Ventures II GP, LLC ("Northpond GP II") is the general partner of Northpond Fund II, and Michael P. Rubin is the managing member of Northpond GP II. As a result, each of Northpond GP II and Mr. Rubin may be deemed to share beneficial ownership with respect to the shares held of record by Northpond Fund II. Each of Northpond GP II and Mr. Rubin disclaim beneficial ownership of the securities held by Northpond Fund II, except to the extent of such Reporting Person's pecuniary interest therein, if any.
F3 The shares are held directly by Northpond Ventures, LP ("Northpond Fund I"). Northpond Ventures GP, LLC ("Northpond GP I") is the general partner of Northpond Fund I, and Michael P. Rubin is the managing member of Northpond GP I. As a result, each of Northpond GP I and Mr. Rubin may be deemed to share beneficial ownership with respect to the shares held of record by Northpond Fund I. Each of Northpond GP I and Mr. Rubin disclaim beneficial ownership of the securities held by Northpond Fund I, except to the extent of such Reporting Person's pecuniary interest therein, if any.