Northpond Ventures GP II, LLC - Jun 22, 2021 Form 3 Insider Report for Codex DNA, Inc. (TBIO)

Role
10%+ Owner
Signature
Northpond Ventures GP II, LLC, By: /s/ Patrick Smerkers, Senior Vice President, Finance and Operations
Stock symbol
TBIO
Transactions as of
Jun 22, 2021
Transactions value $
$0
Form type
3
Date filed
6/24/2021, 04:22 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
holding TBIO Common Stock 468,750 Jun 22, 2021 By: Northpond Ventures II, LP F1

Explanation of Responses:

Id Content
F1 Northpond Ventures GP II, LLC ("Northpond GP II LLC") is the general partner of Northpond Ventures II, LP ("Northpond Fund II"), and Michael P. Rubin is the managing member of Northpond GP II LLC. As a result, each of Northpond GP II LLC and Mr. Rubin may be deemed to share beneficial ownership with respect to the shares held of record by Northpond Fund II. Each of Northpond GP II LLC and Mr. Rubin disclaim beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.