| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SANW | Common Stock | Award | $0 | +99.7K | +532.03% | $0.00 | 118K | Jul 1, 2024 | Direct | F1, F2 |
| holding | SANW | Common Stock | 221K | Jul 1, 2024 | By retirement fund | F3, F4 |
| Id | Content |
|---|---|
| F1 | Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest on the earlier of (i) December 13, 2024 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date. |
| F2 | The total holdings is reduced by 8,570 shares which shares were transferred to the Reporting Person's retirement fund on December 22, 2017. The reduction was inadvertently omitted from prior Form 4s. |
| F3 | These indirect holdings were inadvertently omitted from certain prior Form 4s and the total now includes 8,570 shares transferred from the Reporting Person on December 22, 2017. |
| F4 | These shares are owned directly by The Harvey Superannuation Fund, a retirement fund directed by the reporting person under which he is a beneficiary. |