Hitesh Lath - 15 Jun 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
15 Jun 2024
Net transactions value
-$117,873
Form type
4
Filing time
17 Jun 2024, 19:58:22 UTC
Previous filing
11 Jun 2024
Next filing
28 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +8,008 +233% 11,449 15 Jun 2024 Direct F1
transaction AI Class A Common Stock Tax liability $117,873 -4,059 -35% $29.04 7,390 15 Jun 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -8,008 -5.3% $0.000000 144,139 15 Jun 2024 Class A Common Stock 8,008 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F2 Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.