Anita Sehgal - 08 May 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ ANITA SEHGAL
Issuer symbol
ESCA
Transactions as of
08 May 2024
Net transactions value
$0
Form type
4
Filing time
10 May 2024, 17:00:23 UTC
Previous filing
30 Apr 2024
Next filing
11 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +5,300 +75% 12,329 08 May 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -5,300 -100% $0.000000* 0 08 May 2024 Common Stock 5,300 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Anita Sehgal is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F3 On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan. On May 8, 2024, the date of the reporting person's expiration of service as a director, as reported on this Form 4 all 5,300 RSUs vested and settled by action of the Escalade Compensation Committee and Board of Directors.