Anita Sehgal - May 8, 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ ANITA SEHGAL
Stock symbol
ESCA
Transactions as of
May 8, 2024
Transactions value $
$0
Form type
4
Date filed
5/10/2024, 05:00 PM
Previous filing
Apr 30, 2024
Next filing
Jun 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +5.3K +75.4% 12.3K May 8, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -5.3K -100% $0.00* 0 May 8, 2024 Common Stock 5.3K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Anita Sehgal is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F3 On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan. On May 8, 2024, the date of the reporting person's expiration of service as a director, as reported on this Form 4 all 5,300 RSUs vested and settled by action of the Escalade Compensation Committee and Board of Directors.