Edward E. Williams - 08 May 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 May 2024, 17:00:27 UTC
Prior SEC filing
05 Mar 2024
Next SEC filing
09 May 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ EDWARD E. WILLIAMS

Key filing fact

Edward E. Williams filed Form 4 for ESCALADE INC (ESCA) on 10 May 2024.

Key facts

  • This page summarizes Edward E. Williams's Form 4 filing for ESCALADE INC (ESCA).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 10 May 2024, 17:00.

Change

  • Previous filing in this sequence was filed on 05 Mar 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ESCA transaction

Common Stock

Options Exercise

Transaction value
Shares
+2,650
Change %
+1.8%
Price
Shares after
153,302
Date
10 May 2024
Ownership
Direct
Footnotes
F1
ESCA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
289,487
Date
08 May 2024
Ownership
By KPW Family Limited Partnership
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ESCA transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+4,300
Change %
Price
$0.000000
Shares after
4,300
Date
08 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,300
Exercise price
Footnotes
F3, F4
ESCA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,650
Change %
-50%
Price
$0.000000
Shares after
2,650
Date
10 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,650
Exercise price
Footnotes
F1, F3, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.

Footnote F2

The reporting person is a general partner of KPW Family Limited Partnership.

Footnote F3

Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.

Footnote F4

On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 8, 2025 and one half on May 8, 2026, provided that the reporting person remains a director of Escalade.

Footnote F5

On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested and settled on May 10, 2024 as reported on this Form 4. The remaining 2,650 RSUs will vest on May 10, 2025, provided that the reporting person remains a director of Escalade.

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