Edward E. Williams - 08 May 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ EDWARD E. WILLIAMS
Issuer symbol
ESCA
Transactions as of
08 May 2024
Net transactions value
$0
Form type
4
Filing time
10 May 2024, 17:00:27 UTC
Previous filing
05 Mar 2024
Next filing
09 May 2025

Key filing fact

Edward E. Williams filed Form 4 for ESCALADE INC (ESCA) on 10 May 2024.

Key facts

  • This page summarizes Edward E. Williams's Form 4 filing for ESCALADE INC (ESCA).
  • 3 reported transactions and 2 derivative rows are listed below.
  • Filing timestamp: 10 May 2024, 17:00.

Change

  • Previous filing in this sequence was filed on 05 Mar 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

ESCA transaction

Common Stock

Options Exercise

Transaction value
Shares
+2,650
Change %
+1.8%
Price
Shares after
153,302
Date
10 May 2024
Ownership
Direct
Footnotes
F1
ESCA holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
289,487
Date
08 May 2024
Ownership
By KPW Family Limited Partnership
Footnotes
F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

ESCA transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+4,300
Change %
Price
$0.000000
Shares after
4,300
Date
08 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,300
Exercise price
Footnotes
F3, F4
ESCA transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-2,650
Change %
-50%
Price
$0.000000
Shares after
2,650
Date
10 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,650
Exercise price
Footnotes
F1, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 The reporting person is a general partner of KPW Family Limited Partnership.
F3 Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F4 On May 8, 2024, the reporting person was granted 4,300 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on May 8, 2025 and one half on May 8, 2026, provided that the reporting person remains a director of Escalade.
F5 On May 10, 2023, the reporting person was granted 5,300 RSUs pursuant to the Escalade 2017 Plan, of which 2,650 RSUs vested and settled on May 10, 2024 as reported on this Form 4. The remaining 2,650 RSUs will vest on May 10, 2025, provided that the reporting person remains a director of Escalade.
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