| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RH | Common Stock | Options Exercise | $6.13M | +100K | $61.30 | 100K | May 6, 2024 | Direct | ||
| transaction | RH | Common Stock | Sale | -$547K | -1.98K | -1.98% | $275.87 | 98K | May 6, 2024 | Direct | F1 |
| transaction | RH | Common Stock | Sale | -$1.64M | -5.93K | -6.05% | $276.70 | 92.1K | May 6, 2024 | Direct | F2 |
| transaction | RH | Common Stock | Sale | -$2.69M | -9.67K | -10.5% | $277.91 | 82.4K | May 6, 2024 | Direct | F3 |
| transaction | RH | Common Stock | Sale | -$3.17M | -11.4K | -13.8% | $278.97 | 71K | May 6, 2024 | Direct | F4 |
| transaction | RH | Common Stock | Sale | -$4.95M | -17.7K | -24.9% | $279.80 | 53.4K | May 6, 2024 | Direct | F5 |
| transaction | RH | Common Stock | Sale | -$11.4M | -40.5K | -75.85% | $280.85 | 12.9K | May 6, 2024 | Direct | F6 |
| transaction | RH | Common Stock | Sale | -$3.63M | -12.9K | -100% | $281.61 | 0 | May 6, 2024 | Direct | F7 |
| holding | RH | Common Stock | 23.6K | May 6, 2024 | By Trust | F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RH | Employee Stock Option (right to buy) | Options Exercise | $0 | -100K | -100% | $0.00* | 0 | May 6, 2024 | Common Stock | 100K | $61.30 | Direct | F9 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades ranging from $275.25 to $276.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| F2 | This transaction was executed in multiple trades ranging from $276.28 to $277.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| F3 | This transaction was executed in multiple trades ranging from $277.35 to $278.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| F4 | This transaction was executed in multiple trades ranging from $278.35 to $279.33. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| F5 | This transaction was executed in multiple trades ranging from $279.35 to $280.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| F6 | This transaction was executed in multiple trades ranging from $280.35 to $281.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| F7 | This transaction was executed in multiple trades ranging from $281.35 to $282.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein. |
| F8 | Held by the Chaya-Smith Revocable Trust. |
| F9 | Option vested in five annual installments beginning on 5/8/2015 and ending on 5/8/2019. |
President, Chief Creative and Merchandising Officer and Director