Key facts
- This page summarizes Mark D. McLaughlin's Form 4 filing for Rubrik, Inc. (RBRK).
- 2 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 01 May 2024, 18:03.
Mark D. McLaughlin - 29 Apr 2024 Form 4 Insider Report for Rubrik, Inc. (RBRK)
- Reporting relationship
- Director
- Issuer ticker
- RBRK
- Reported as of
- 29 Apr 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 May 2024, 18:03:08 UTC
- Prior SEC filing
- 24 Apr 2024
- Next SEC filing
- 01 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anne-Kathrin Lalendran, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Mark D. McLaughlin filed Form 4 for Rubrik, Inc. (RBRK) on 01 May 2024.
Change
- Previous filing in this sequence was filed on 24 Apr 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
RBRK
transaction
Derivative
Series E Preferred Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -21,228
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 29 Apr 2024
- Ownership
- By McLaughlin Revocable Living Trust
- Underlying class
- Class B Common Stock
- Underlying amount
- 21,228
- Exercise price
- Footnotes
- F1, F2
RBRK
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +21,228
- Change %
- Price
- $0.000000
- Shares after
- 21,228
- Date
- 29 Apr 2024
- Ownership
- By McLaughlin Revocable Living Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 21,228
- Exercise price
- Footnotes
- F2, F3
RBRK
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,666
- Date
- 29 Apr 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 16,666
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
Footnote F2
The shares are held of of record by McLaughlin Revocable Living Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
Footnote F3
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.