Key facts
- This page summarizes Mark D. McLaughlin's Form 4 filing for Rubrik, Inc. (RBRK).
- 2 reported transactions and 3 derivative rows are listed below.
- Filing timestamp: 01 May 2024, 18:03.
Mark D. McLaughlin - 29 Apr 2024 Form 4 Insider Report for Rubrik, Inc. (RBRK)
- Role
- Director
- Signature
- /s/ Anne-Kathrin Lalendran, Attorney-in-Fact
- Issuer symbol
- RBRK
- Transactions as of
- 29 Apr 2024
- Net transactions value
- $0
- Form type
- 4
- Filing time
- 01 May 2024, 18:03:08 UTC
- Previous filing
- 24 Apr 2024
- Next filing
- 01 Jul 2024
- SEC
- View on sec.gov
Key filing fact
Mark D. McLaughlin filed Form 4 for Rubrik, Inc. (RBRK) on 01 May 2024.
Change
- Previous filing in this sequence was filed on 24 Apr 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
RBRK
transaction
Derivative
Series E Preferred Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -21,228
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 29 Apr 2024
- Ownership
- By McLaughlin Revocable Living Trust
- Underlying class
- Class B Common Stock
- Underlying amount
- 21,228
- Exercise price
- Footnotes
- F1, F2
RBRK
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +21,228
- Change %
- Price
- $0.000000
- Shares after
- 21,228
- Date
- 29 Apr 2024
- Ownership
- By McLaughlin Revocable Living Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 21,228
- Exercise price
- Footnotes
- F2, F3
RBRK
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 16,666
- Date
- 29 Apr 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 16,666
- Exercise price
- Footnotes
- F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | The Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. |
| F2 | The shares are held of of record by McLaughlin Revocable Living Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse. |
| F3 | Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |