Mark D. McLaughlin - 24 Apr 2024 Form 3 Insider Report for Rubrik, Inc. (RBRK)

Reporting relationship: Director
Issuer ticker: RBRK
Reported as of: 24 Apr 2024
Net transaction value: $0
SEC form: 3
Accepted by SEC: 24 Apr 2024, 17:04:49 UTC
Prior SEC filing: 01 Apr 2024
Next SEC filing: 01 May 2024
Source filing: View source filing
Reporting owner signature: /s/ Anne-Kathrin Lalendran, Attorney-in-Fact

Key filing fact

Mark D. McLaughlin filed Form 3 for Rubrik, Inc. (RBRK) on 24 Apr 2024.

Key facts

This page summarizes Mark D. McLaughlin's Form 3 filing for Rubrik, Inc. (RBRK).
0 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 24 Apr 2024, 17:04.

Change

Previous filing in this sequence was filed on 01 Apr 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RBRK holding Derivative

Series E Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 24 Apr 2024
Ownership: By McLaughlin Revocable Living Trust
Underlying class: Class B Common Stock
Underlying amount: 21,228
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Series E Preferred Stock each is convertible on a one-for-one basis into Class B Common Stock at any time at the Reporting Person's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date.

Footnote F2

The shares are held of of record by McLaughlin Revocable Living Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.

SEC remarks

Exhibit 24 Power of Attorney