Sumita Ray - 01 Nov 2023 Form 4 Insider Report for Vaxxinity, Inc.

Signature
/s/ Sumita Ray
Issuer symbol
VAXX on OTC
Transactions as of
01 Nov 2023
Net transactions value
$0
Form type
4
Filing time
29 Apr 2024, 16:15:15 UTC
Previous filing
11 Oct 2023
Next filing
13 Jun 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VAXX Employee Stock option (right to buy) Award $0 +425,000 $0.000000 425,000 01 Nov 2023 Class A Common Stock 425,000 $1.17 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options are subject to a four-year vesting schedule, with 25% vesting one year after the vesting commencement date of October 1, 2023 and the remainder vesting in equal quarterly installments, subject to the Reporting Person's continued service.