Sumita Ray - Nov 1, 2023 Form 4 Insider Report for Vaxxinity, Inc. (VAXX)

Role
Chief Legal, Comp & Admin Off
Signature
/s/ Sumita Ray
Stock symbol
VAXX
Transactions as of
Nov 1, 2023
Transactions value $
$0
Form type
4
Date filed
4/29/2024, 04:15 PM
Previous filing
Oct 11, 2023
Next filing
Jun 13, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VAXX Employee Stock option (right to buy) Award $0 +425K $0.00 425K Nov 1, 2023 Class A Common Stock 425K $1.17 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options are subject to a four-year vesting schedule, with 25% vesting one year after the vesting commencement date of October 1, 2023 and the remainder vesting in equal quarterly installments, subject to the Reporting Person's continued service.