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Signature
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/s/ Katie Colendich, Attorney-in-Fact
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Stock symbol
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ASAN
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Transactions as of
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Apr 24, 2024
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Transactions value $
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-$268,000
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Form type
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4
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Date filed
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4/26/2024, 04:30 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ASAN |
Class A Common Stock |
Options Exercise |
$16K |
+10K |
+1.33% |
$1.60 |
764K |
Apr 24, 2024 |
Direct |
|
| transaction |
ASAN |
Class A Common Stock |
Sale |
-$150K |
-10K |
-1.31% |
$15.00 |
754K |
Apr 24, 2024 |
Direct |
F1 |
| transaction |
ASAN |
Class A Common Stock |
Options Exercise |
$16K |
+10K |
+1.33% |
$1.60 |
764K |
Apr 26, 2024 |
Direct |
|
| transaction |
ASAN |
Class A Common Stock |
Sale |
-$150K |
-10K |
-1.31% |
$15.00 |
754K |
Apr 26, 2024 |
Direct |
F1 |
| holding |
ASAN |
Class A Common Stock |
|
|
|
|
|
139K |
Apr 24, 2024 |
See footnote |
F2 |
| holding |
ASAN |
Class A Common Stock |
|
|
|
|
|
50K |
Apr 24, 2024 |
See footnote |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ASAN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-10K |
-1.35% |
$0.00 |
731K |
Apr 24, 2024 |
Class A Common Stock |
10K |
$1.60 |
Direct |
F4 |
| transaction |
ASAN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-10K |
-1.37% |
$0.00 |
721K |
Apr 26, 2024 |
Class A Common Stock |
10K |
$1.60 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: