Stephen Wawrin - Apr 3, 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ STEPHEN WAWRIN
Stock symbol
ESCA
Transactions as of
Apr 3, 2024
Transactions value $
$0
Form type
4
Date filed
4/4/2024, 06:30 PM
Previous filing
Mar 5, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Award $0 +7.2K $0.00 7.2K Apr 3, 2024 Common Stock 7.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F2 On April 3, 2024, 2022, the reporting person was granted 7,200 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on April 3, 2025, one third on April 3, 2026 and one third on April 3, 2027, provided that the reporting person remains an employee, director or consultant of Escalade.