Sutter Hill Ventures - Mar 22, 2024 Form 4 Insider Report for Astera Labs, Inc. (ALAB)

Role
10%+ Owner
Signature
Sutter Hill Ventures, By /s/ Kanwalpreet S. Kalra, Attorney-in-Fact
Stock symbol
ALAB
Transactions as of
Mar 22, 2024
Transactions value $
$0
Form type
4
Date filed
3/22/2024, 05:50 PM
Previous filing
Mar 19, 2024
Next filing
Aug 19, 2024
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALAB Series A Preferred Stock Conversion of derivative security $0 -864 -100% $0.00* 0 Mar 22, 2024 Common Stock 864 By Trust (MLS) F1, F2
transaction ALAB Series A Preferred Stock Conversion of derivative security $0 -130 -100% $0.00* 0 Mar 22, 2024 Common Stock 130 By Trust (SJP) F1, F3
transaction ALAB Series A Preferred Stock Conversion of derivative security $0 -9.67K -100% $0.00* 0 Mar 22, 2024 Common Stock 9.67K Direct F1, F4
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -52.7K -100% $0.00* 0 Mar 22, 2024 Common Stock 52.7K By Trust (MLS) F1, F2
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -1.57M -100% $0.00* 0 Mar 22, 2024 Common Stock 1.57M By Limited Partnership (CHAT) F1, F5
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -11.3K -100% $0.00* 0 Mar 22, 2024 Common Stock 11.3K By Irrevocable Trust (SCT) F1, F6
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -1.82K -100% $0.00* 0 Mar 22, 2024 Common Stock 1.82K By Irrevocable Trust (SRT) F1, F6
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -127K -100% $0.00* 0 Mar 22, 2024 Common Stock 127K Direct F1, F7
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -78.1K -100% $0.00* 0 Mar 22, 2024 Common Stock 78.1K By Trust (SJP) F1, F3
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -15M -100% $0.00* 0 Mar 22, 2024 Common Stock 15M Direct F1, F4
transaction ALAB Series B Preferred Stock Conversion of derivative security $0 -203K -100% $0.00* 0 Mar 22, 2024 Common Stock 203K By SHM Investments, LLC F1, F8
transaction ALAB Series C Preferred Stock Conversion of derivative security $0 -27.1K -100% $0.00* 0 Mar 22, 2024 Common Stock 27.1K By Trust (MLS) F1, F2
transaction ALAB Series C Preferred Stock Conversion of derivative security $0 -3.43K -100% $0.00* 0 Mar 22, 2024 Common Stock 3.43K Direct F1, F7
transaction ALAB Series C Preferred Stock Conversion of derivative security $0 -3.14K -100% $0.00* 0 Mar 22, 2024 Common Stock 3.14K By Trust (SJP) F1, F3
transaction ALAB Series C Preferred Stock Conversion of derivative security $0 -478K -100% $0.00* 0 Mar 22, 2024 Common Stock 478K Direct F1, F4
transaction ALAB Series C Preferred Stock Conversion of derivative security $0 -6.57K -100% $0.00* 0 Mar 22, 2024 Common Stock 6.57K By SHM Investments, LLC F1, F8
transaction ALAB Series D Preferred Stock Conversion of derivative security $0 -117K -100% $0.00* 0 Mar 22, 2024 Common Stock 117K By Trust (MLS) F1, F2
transaction ALAB Series D Preferred Stock Conversion of derivative security $0 -17.7K -100% $0.00* 0 Mar 22, 2024 Common Stock 17.7K By Trust (SJP) F1, F3
transaction ALAB Series D Preferred Stock Conversion of derivative security $0 -1.32M -100% $0.00* 0 Mar 22, 2024 Common Stock 1.32M Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.
F2 Shares held by a trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein.
F3 Shares held by a trust of which Samuel J. Pullara III is a Trustee. Mr. Pullara disclaims beneficial ownership in these shares except as to his pecuniary interest therein.
F4 Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing directors and members of the management committee of the general partner of SHV. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports.
F5 Shares held by a limited partnership of which Michael L. Speiser is a trustee of a trust which is the general partner. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein.
F6 Shares held by an irrevocable trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein.
F7 Shares held by Samuel J. Pullara III.
F8 Shares held by SHM Investments, LLC ("SHMI"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing members of SHMI. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports.