SUTTER HILL VENTURES - 19 Mar 2024 Form 3 Insider Report for Astera Labs, Inc. (ALAB)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
19 Mar 2024, 20:51:48 UTC
Next SEC filing
22 Mar 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Sutter Hill Ventures, By /s/ Kanwalpreet S. Kalra, Attorney-in-Fact

Key filing fact

SUTTER HILL VENTURES filed Form 3 for Astera Labs, Inc. (ALAB) on 19 Mar 2024.

Key facts

  • This page summarizes SUTTER HILL VENTURES's Form 3 filing for Astera Labs, Inc. (ALAB).
  • 0 reported transactions and 19 derivative rows are listed below.
  • Accepted by SEC: 19 Mar 2024, 20:51.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALAB holding Derivative

Series A Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Trust (MLS)
Underlying class
Common Stock
Underlying amount
864
Exercise price
Footnotes
F1, F2
ALAB holding Derivative

Series A Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Trust (SJP)
Underlying class
Common Stock
Underlying amount
130
Exercise price
Footnotes
F1, F3
ALAB holding Derivative

Series A Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,672
Exercise price
Footnotes
F1, F4
ALAB holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Trust (MLS)
Underlying class
Common Stock
Underlying amount
52,729
Exercise price
Footnotes
F1, F2
ALAB holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Limited Partnership (CHAT)
Underlying class
Common Stock
Underlying amount
1,573,520
Exercise price
Footnotes
F1, F5
ALAB holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Irrevocable Trust (SCT)
Underlying class
Common Stock
Underlying amount
11,295
Exercise price
Footnotes
F1, F6
ALAB holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Irrevocable Trust (SRT)
Underlying class
Common Stock
Underlying amount
1,815
Exercise price
Footnotes
F1, F6
ALAB holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
127,405
Exercise price
Footnotes
F1, F7
ALAB holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Trust (SJP)
Underlying class
Common Stock
Underlying amount
78,061
Exercise price
Footnotes
F1, F3
ALAB holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,957,606
Exercise price
Footnotes
F1, F4
ALAB holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By SHM Investments, LLC
Underlying class
Common Stock
Underlying amount
203,445
Exercise price
Footnotes
F1, F8
ALAB holding Derivative

Series C Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Trust (MLS)
Underlying class
Common Stock
Underlying amount
27,093
Exercise price
Footnotes
F1, F2
ALAB holding Derivative

Series C Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,426
Exercise price
Footnotes
F1, F7
ALAB holding Derivative

Series C Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Trust (SJP)
Underlying class
Common Stock
Underlying amount
3,141
Exercise price
Footnotes
F1, F3
ALAB holding Derivative

Series C Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
478,056
Exercise price
Footnotes
F1, F4
ALAB holding Derivative

Series C Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By SHM Investments, LLC
Underlying class
Common Stock
Underlying amount
6,568
Exercise price
Footnotes
F1, F8
ALAB holding Derivative

Series D Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Trust (MLS)
Underlying class
Common Stock
Underlying amount
117,405
Exercise price
Footnotes
F1, F2
ALAB holding Derivative

Series D Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
By Trust (SJP)
Underlying class
Common Stock
Underlying amount
17,721
Exercise price
Footnotes
F1, F3
ALAB holding Derivative

Series D Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
19 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,316,256
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") shall automatically convert into one share of Common Stock on a one-for-one basis, immediately upon the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.

Footnote F2

Shares held by a trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein.

Footnote F3

Shares held by a trust of which Samuel J. Pullara III is a Trustee. Mr. Pullara disclaims beneficial ownership in these shares except as to his pecuniary interest therein.

Footnote F4

Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing directors and members of the management committee of the general partner of SHV. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports.

Footnote F5

Shares held by a limited partnership of which Michael L. Speiser is a trustee of a trust which is the general partner. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein.

Footnote F6

Shares held by an irrevocable trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein.

Footnote F7

Shares held by Samuel J. Pullara III.

Footnote F8

Shares held by SHM Investments, LLC ("SHMI"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing members of SHMI. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports.

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