Hitesh Lath - 15 Mar 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
15 Mar 2024
Net transactions value
-$132,049
Form type
4
Filing time
18 Mar 2024, 21:02:32 UTC
Previous filing
21 Aug 2024
Next filing
11 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +8,007 8,007 15 Mar 2024 Direct F1
transaction AI Class A Common Stock Tax liability $132,049 -4,566 -57% $28.92 3,441 15 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -8,007 -5% $0.000000 152,147 15 Mar 2024 Class A Common Stock 8,007 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.
F2 Five percent (5%) of such RSU award vested on March 15, 2024 and five percent (5%) of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.