| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALGN | Common Stock | Award | $0 | +2,765 | +34% | $0.000000 | 10,813 | 20 Feb 2024 | Direct | F1 |
| transaction | ALGN | Common Stock | Tax liability | $357,111 | -1,139 | -11% | $313.53 | 9,674 | 20 Feb 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALGN | Restricted Stock Unit | Options Exercise | $0 | -452 | -100% | $0.000000* | 0 | 20 Feb 2024 | Common Stock | 452 | $0.000100 | Direct | F2, F3 |
| transaction | ALGN | Restricted Stock Unit | Options Exercise | $0 | -208 | -50% | $0.000000 | 208 | 20 Feb 2024 | Common Stock | 208 | $0.000100 | Direct | F2, F4 |
| transaction | ALGN | Restricted Stock Unit | Options Exercise | $0 | -227 | -33% | $0.000000 | 454 | 20 Feb 2024 | Common Stock | 227 | $0.000100 | Direct | F2, F5 |
| transaction | ALGN | Restricted Stock Unit | Options Exercise | $0 | -419 | -25% | $0.000000 | 1,256 | 20 Feb 2024 | Common Stock | 419 | $0.000100 | Direct | F2, F6 |
| transaction | ALGN | Market Stock Unit | Options Exercise | $0 | -1,459 | -100% | $0.000000* | 0 | 20 Feb 2024 | Common Stock | 1,459 | $0.000100 | Direct | F2, F7 |
| transaction | ALGN | Restricted Stock Unit | Award | $0 | +1,674 | $0.000000 | 1,674 | 20 Feb 2024 | Common Stock | 1,674 | $0.000100 | Direct | F2, F8 | |
| transaction | ALGN | Market Stock Unit | Award | $0 | +3,399 | $0.000000 | 3,399 | 20 Feb 2024 | Common Stock | 3,399 | $0.000100 | Direct | F2, F9 |
| Id | Content |
|---|---|
| F1 | Includes 51 shares acquired on July 31, 2023 and 89 shares acquired on January 31, 2024 under the ALGN Employee Stock Purchase Plan. |
| F2 | Represents par value of ALGN common stock. |
| F3 | 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. |
| F4 | 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date. |
| F5 | 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date. |
| F6 | 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date. |
| F7 | The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date. |
| F8 | 1/4th of the restricted stock unit granted on February 20, 2024 will become vested on February 20, 2025 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date. |
| F9 | Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). |