Stuart A. Hockridge - 20 Feb 2025 Form 4 Insider Report for ALIGN TECHNOLOGY INC (ALGN)

Reporting relationship: EVP GLOBAL HR
Issuer ticker: ALGN
Reported as of: 20 Feb 2025
Net transaction value: -$137,850
SEC form: 4
Accepted by SEC: 24 Feb 2025, 18:46:27 UTC
Prior SEC filing: 05 Apr 2024
Next SEC filing: 24 Feb 2026
Source filing: View source filing
Reporting owner signature: /s/ Julie Ann Coletti, Attorney-in-Fact for Stuart Hockridge

Key filing fact

Stuart A. Hockridge filed Form 4 for ALIGN TECHNOLOGY INC (ALGN) on 24 Feb 2025.

Key facts

This page summarizes Stuart A. Hockridge's Form 4 filing for ALIGN TECHNOLOGY INC (ALGN).
9 reported transactions and 7 derivative rows are listed below.
Accepted by SEC: 24 Feb 2025, 18:46.

Change

Previous filing in this sequence was filed on 05 Apr 2024.
Current net transaction value: -$137,850.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALGN transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +2,587
Change %: +27%
Price: $0.000000
Shares after: 12,254
Date: 20 Feb 2025
Ownership: Direct

ALGN transaction

Common Stock

Tax liability

Transaction value: $137,850
Shares: -696
Change %: -5.7%
Price: $198.06
Shares after: 11,558
Date: 20 Feb 2025
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALGN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -208
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 20 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 208
Exercise price: $0.000100
Footnotes: F1, F2

ALGN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -227
Change %: -50%
Price: $0.000000
Shares after: 227
Date: 20 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 227
Exercise price: $0.000100
Footnotes: F1, F3

ALGN transaction Derivative

Market Stock Unit

Options Exercise

Transaction value: $0
Shares: -1,314
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 20 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,314
Exercise price: $0.000100
Footnotes: F1, F4

ALGN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -419
Change %: -33%
Price: $0.000000
Shares after: 837
Date: 20 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 419
Exercise price: $0.000100
Footnotes: F1, F5

ALGN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value: $0
Shares: -419
Change %: -25%
Price: $0.000000
Shares after: 1,255
Date: 20 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 419
Exercise price: $0.000100
Footnotes: F1, F6

ALGN transaction Derivative

Restricted Stock Unit

Award

Transaction value: $0
Shares: +2,121
Change %
Price: $0.000000
Shares after: 2,121
Date: 20 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,121
Exercise price: $0.000100
Footnotes: F1, F7

ALGN transaction Derivative

Market Stock Unit

Award

Transaction value: $0
Shares: +4,307
Change %
Price: $0.000000
Shares after: 4,307
Date: 20 Feb 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,307
Exercise price: $0.000100
Footnotes: F1, F8

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Represents par value of ALGN common stock.

Footnote F2

1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Footnote F3

1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Footnote F4

The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Footnote F5

1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Footnote F6

1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

Footnote F7

1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Footnote F8

Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).