Vanessa Baughman - 12 Feb 2024 Form 4 Insider Report for S&W Seed Co (SANW)

Role: CHIEF FINANCIAL OFFICER
Signature: /s/ Vanessa Baughman
Issuer symbol: SANW
Transactions as of: 12 Feb 2024
Net transactions value: $0
Form type: 4
Filing time: 14 Feb 2024, 16:30:42 UTC
Previous filing: 16 May 2023
Next filing: 02 Apr 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SANW	Common Stock	Award	$0	+108,624		$0.000000	108,624	12 Feb 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SANW	Stock Option (Right to Buy)	Award	$0	+194,732		$0.000000	194,732	12 Feb 2024	Common Stock	194,732	$0.3389	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents a restricted stock unit award that will vest in 12 quarterly installments over three years, commencing on April 1, 2024, subject to continued service with the Issuer on each such vesting date.
F2	The shares subject to the option will vest in 12 quarterly installments over three years, commencing on April 1, 2024, subject to continued service with the Issuer on each such vesting date.