Vanessa Baughman - Feb 12, 2024 Form 4 Insider Report for S&W Seed Co (SANW)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Vanessa Baughman
Stock symbol
SANW
Transactions as of
Feb 12, 2024
Transactions value $
$0
Form type
4
Date filed
2/14/2024, 04:30 PM
Previous filing
May 16, 2023
Next filing
Apr 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SANW Common Stock Award $0 +109K $0.00 109K Feb 12, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SANW Stock Option (Right to Buy) Award $0 +195K $0.00 195K Feb 12, 2024 Common Stock 195K $0.34 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit award that will vest in 12 quarterly installments over three years, commencing on April 1, 2024, subject to continued service with the Issuer on each such vesting date.
F2 The shares subject to the option will vest in 12 quarterly installments over three years, commencing on April 1, 2024, subject to continued service with the Issuer on each such vesting date.