Thomas M. Siebel - Feb 1, 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Eric Jensen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Feb 1, 2024
Transactions value $
-$526,071
Form type
4
Date filed
2/5/2024, 08:32 PM
Previous filing
Dec 27, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Options Exercise +53.1K +3.02% 1.81M Feb 1, 2024 Direct F1
transaction AI Class A Commoon Stock Tax liability -$526K -21.1K -1.17% $24.95 1.79M Feb 1, 2024 Direct
transaction AI Class A Common Stock Gift $0 -32K -1.79% $0.00 1.76M Feb 2, 2024 Direct
transaction AI Class A Common Stock Gift $0 +32K +0.87% $0.00 3.71M Feb 2, 2024 See Footnote F2
holding AI Class A Common Stock 9.22K Feb 1, 2024 See Footnote F3
holding AI Class A Common Stock 171K Feb 1, 2024 See Footnote F4
holding AI Class A Common Stock 72.7K Feb 1, 2024 See Footnote F5
holding AI Class A Common Stock 1.24M Feb 1, 2024 See Footnote F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Options Exercise $0 -53.1K -10% $0.00 478K Feb 1, 2024 Class A Common Stock 53.1K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F3 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman
F4 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F5 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F6 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
F7 6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.