THOMAS M. SIEBEL - 22 Dec 2023 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
22 Dec 2023
Net transactions value
$0
Form type
4
Filing time
27 Dec 2023, 17:19:13 UTC
Previous filing
02 Nov 2023
Next filing
05 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Award $0 +392,833 $0.000000 392,833 22 Dec 2023 Class A Common Stock 392,833 Direct F1, F2
transaction AI Stock Option (Right to Buy) Award $0 +662,489 $0.000000 662,489 22 Dec 2023 Class A Common Stok 662,489 $31.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2 1/12th of the RSUs shall vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.
F3 1/3rd of the shares subject to the option grant shall vest on December 1, 2024, and 1/12th of the shares subject to the option grant shall vest each quarter thereafter, so long as the Reporting Person continues to provide services through such vesting date.