Stephen Neeleman - Jan 5, 2024 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Role
FOUNDER AND VICE CHAIRMAN, Director
Signature
/s/ Stephen Neeleman
Stock symbol
HQY
Transactions as of
Jan 5, 2024
Transactions value $
-$15,895
Form type
4
Date filed
1/9/2024, 07:04 PM
Previous filing
Jan 2, 2024
Next filing
Mar 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HQY Common Stock Tax liability -$15.9K -235 -0.32% $67.64 72.7K Jan 5, 2024 Direct
holding HQY Common Stock 559K Jan 5, 2024 See footnote F1
holding HQY Common Stock 203K Jan 5, 2024 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HQY Stock Option (right to buy) 70K Jan 5, 2024 Common Stock 70K $14.00 Direct F3
holding HQY Stock Option (right to buy) 19.9K Jan 5, 2024 Common Stock 19.9K $41.28 Direct F3
holding HQY Stock Options (right to buy) 14.2K Jan 5, 2024 Common Stock 14.2K $61.72 Direct F3
holding HQY Stock Options (right to buy) 15.3K Jan 5, 2024 Common Stock 15.3K $73.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held of record by the Stephen and Christine Neeleman Trust.
F2 Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
F3 The option is immediately exercisable.